In 2012, CAIS partnered with Mercer to enhance operational support, research, and due diligence infrastructure. Mercer continues to play an independent review role for funds listed on CAIS, providing advisors with added confidence in product quality. The increase in private equity interest reflects the explosion of the alts market. As the number of publicly traded companies steadily declined over the past decade, investor interest in the private markets has increased markedly.

CAIS in Common: Women in Wealth Webinar Series

The company, better known as CAIS, will use the proceeds to invest in technology improvements, enhance customer experience and further digitize its product operations, according to a release. Read our press releases or watch our latest media appearances to learn more about how we’re transforming the alternative investment ecosystem. Grow and diversify your investor base by accessing the independent wealth channel. CAIS complements its fund offerings with independent due diligence provided by Mercer. CAIS is an NFA member with securities offered through CAIS Capital LLC, member FINRA, SIPC.

Capital Integration Systems – Company Profile

This expanded capability launched publicly in late 2023 after internal beta testing. One of the most important challenges for businesses in the 21st century is how to integrate and consolidate their capital across different entities, markets, and jurisdictions. Capital integration is the process of aligning the financial resources, assets, and liabilities of a business with its strategic goals and objectives. Capital consolidation is the process of reducing the complexity and fragmentation of a business’s capital structure by eliminating or minimizing intercompany transactions, duplications, and inefficiencies. Both processes aim to optimize the use of capital, enhance the value of the business, and improve its resilience and competitiveness. Capital Integration Systems LLC (doing business as CAIS) is an American fintech company that provides platform solutions related to alternative investments in the private markets.

All funds listed undergo due diligence by Mercer, adding a layer of independent evaluation to ensure operational robustness and investment validity. CAIS Solutions centralizes management across alts, even for investments initiated externally. This facilitates reporting, compliance document collection, and unified oversight—which is critical as advisor alts adoption grows. Digitized subscription, integrated data flows, document collection, and custodian reporting integrations enable a seamless client experience.

Welcome to Docket Alarm

• Tools like CAIS Compass and custom fund offerings enable home offices and RIAs to tailor solutions to their client base with precision.
• We give you the access and tools to invest like a Wall Street money manager – at a Main Street price.
• CAIS offers students and recent graduates the opportunity to learn about alternative investments at one of the industry’s leading fintech platforms.
• This integration enables them to offer competitive pricing, improve customer service, and expand their market reach.
• It facilitates rule-driven automated development of complete platform electrical architectures.

Advisors can access bank-backed notes with various underlying assets, expiration dates, participation rates, and downside protections, accompanied by full lifecycle platform support. Explore a customized alternative investment and structured note platform that can meet your unique needs. Yes, Truv offers both employment and income verification services for Capital Integration Systems employees. This service is designed to be comprehensive, covering both employment status and income information. With our dedicated working group, Together @ CAIS, and our leadership team, we aim to encourage more diversity, equity, and inclusion (DEI) across the CAIS culture and the broader financial services and technology industries. As CAIS evolves our company and improves our award-winning technology, we need true agents of change to join our growing team.

Yes, Truv provides an option to «Start a verification» directly from this website for Capital Integration Systems employees and employees of many other organizations. No, the information provided about Truv’s verification services is not an endorsement by the Capital Integration Systems. You can verify employment for Capital Integration Systems employees through Truv, a secure and automated verification service.

These regulations aim to enhance the stability and integrity of the financial system, but they also create challenges and trade-offs for capital integration. For example, the basel III framework imposes higher capital capital integration systems and liquidity requirements for banks, which may limit their ability to lend and invest in other businesses. Similarly, the Solvency II directive imposes stricter rules for insurance companies, which may affect their risk appetite and capital allocation. The company is supported by a board, advisory council, and strategic advisors with deep experience in alts and wealth management. CAIS integrated ticker-traded interval funds into its platform, allowing unified execution alongside subscription funds.

The Culture of CAIS

This compensation should not be seen as an endorsement or recommendation, nor shall it bias our broker reviews. Any rates, terms, products and services on third-party websites are subject to change without notice. Headquartered in New York with offices in London, Austin, and Red Bank, CAIS operates across US and UK markets—particularly supporting UK wealth managers via its London office. Over 50,000 advisors across 2,000 firms have come on board, collectively overseeing between $6 and $6.5 trillion in client assets with access to the CAIS platform. Via terms permissions and access controls within CAIS Compass and the broader platform, advisors and home offices can ensure client suitability and compliance with firm policies.

In some jurisdictions, certain private funds or structured notes may be restricted. Alternative investments carry complex features, limited liquidity, and elevated risk. CAIS emphasizes education and due diligence, but advisors must still evaluate client suitability and institutional frameworks. Tools like CAIS Compass and custom fund offerings enable home offices and RIAs to tailor solutions to their client base with precision. The introduction of unified execution workflows for ticker-traded interval funds alongside private funds simplifies advisor operations.

The funding comes on the heels of almost $500 million in fresh capital landed by competing alternative investment provider iCapital Network Inc. in two funding rounds last year. Distressed debt and credit is a rapidly growing sector of the private equity and hedge fund universe. All visa, employer, attorney, and salary data was obtained from theOFLC website. The company has been hiring employees since at least 2011 , and both the number of H1B employees and the average salary has been rising over time. Capital Integration Systems Llc is a company based in New York, Ny that has hired a total of 9 H1B Visa Employees as of 2020 across 1 locations, with the majority of hires in NY.

Through CAIS Marketplace, structured solutions, SaaS tools, model portfolios, and educational programs, it offers a differentiated and scalable value proposition. The platform’s integration of ticker-traded interval funds and expansion of model portfolios signal a commitment to meeting evolving advisor needs. Our ideas resonated, and thousands of financial advisors who control trillions of end client capital joined our platform for improved access and efficiency to alternative investments and structured notes.

Search Court Records

• Use Capital, a comprehensive E/E systems development solution, to help you efficiently develop smart products.
• Daily updated news about investment into startups, hedge funds and private equity companies.
• Due diligence of alternative investments for independent broker-dealers has long been controlled by a handful of analysts with long-standing relationships with both broker-dealers and product sponsors.
• This removes structural hurdles, offers single-click model allocations, and consolidates semi-liquid and private alternatives in one interface.
• Harness the power of your relationships with RelSci Pro, the powerful platform for identifying relationship-driven business opportunities and connections that can propel your career forward.
• Any rates, terms, products and services on third-party websites are subject to change without notice.

The tranche included participation from new investor Franklin Resources, Inc. As a part of the tranche, Blythe Masters of Motive Capital Management, LLC and Andrew Gosden of Apollo Global Management, Inc. will join company’s board of directors. If you have proper credentials to access the file, you may proceed directly to the court’s system using your government issued username and password. The Investing Brokers team have over 15 years of experience in the online brokerage industry and are committed to providing reliable information for all of the brokers that we review. CAIS makes alternatives accessible at lower minimums and introduces diverse asset classes, enabling advisors to expand portfolios beyond traditional allocations.

If that does not work, go back to the docket and refresh it to pull the newest information. It can take up to 5 minutes for us to download a document if the court servers are running slowly. This tool searches government databases directly, ensuring you get up-to-the-minute results.

CAIS is a financial technology platform, providing independent financial advisors with access to top-tier managers of specialized investment products in the multi-trillion-dollar independent wealth channel. CAIS is a financial technology platform providing the independent wealth channel with access to alternative investments. CAIS is profitable and growing at an annual rate of between 20 percent and 30 percent, Brown said. The firm offers alternative investment products such as private equity and real estate to independent wealth managers. Platform to access funds and products, including hedge funds, private equity, private credit, real estate, structured notes, and digital assets.

CAIS emphasizes inclusive culture, professional development, and diversity through programs like “Together @ CAIS” and “CAIS in Common.” The company is recognized as a Great Place to Work by Fortune. CAIS supports connectivity with major custodians and reporting systems to streamline reporting, holdings reconciliation, and client statements—reducing manual effort post-investment. With thousands of small independent advisors racing to meet clients‘ digital expectations, the time has come to repair archaic rules of the road. Truv operates on a pay-per-success model, meaning you only pay for successful verifications. Truv provides secure and automated verifications to protect employee information.